A bill to amend the Sarbanes-Oxley Act of 2002 to exclude privately held, non-custody brokers and dealers that are in good standing from certain requirements under title I of that Act, and for other purposes.
Small Business Audit Correction Act of 2018
This bill amends the Sarbanes-Oxley Act of 2002 to exempt certain privately held, non-custody brokers and dealers from specified audit report requirements.
Placed on the Union Calendar, Calendar No. 834.
Introduced in Senate
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-354.
Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-406.
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