To enhance investor confidence by providing investors with easy online access to complete information about securities firms and their brokers.
Shields such association from liability for actions taken or omitted to implement this Act.
Amends the Investment Advisers Act of 1940 to shield from liability for actions taken or omitted by any entity designated by the Securities Exchange Commission as the entity through which an investment adviser may be required to file any required fee, application, report, or notice.
Introduced in House
Introduced in House
Referred to the House Committee on Financial Services.
Referred to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises.
Subcommittee Hearings Held.
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